Series 10 examination

NASD General Securities Sales Supervisor/NYSE Branch Office Manager

The Series 10 is the portion of the NASD General Securities Sales Supervisor/NYSE Branch Office Manager examination that covers MSRB, NASD, NYSE, and SEC regulations.

Candidates are given 4 hours to answer 145 multiple-choice questions. In order to be fully registered as a Branch Office Manager, a candidate must attain a 70% on both the Series 10 and the Series 9.

We offer courses and self study materials on both exams. Our Series 9 and Series 10 classroom training runs consecutively for 2 days. You need to purchase the self study materials and the classroom training for the 2 exams separately.

To purchase both 9 and 10 exam study materials click here.